Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
DALKEITH GROUP, LLC
298367
RONDOUT PARTNERS, LLC
298367
NOT APPLICABLE
NONE
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-12-16
D/A
$0.00
Yes
$0.00
Yes
ROUNDOUT PARTNERS, LLC IS NOT PAID COMMISSIONS BUT IS REIMBURSED BY THE ISSUER FOR COSTS INCURRED.
2022-03-10
D/A
$0.00
Yes
$0.00
Yes
ROUNDOUT PARTNERS, LLC IS NOT PAID COMMISSIONS BUT IS REIMBURSED BY THE ISSUER FOR COSTS INCURRED.
2020-01-03
D
$850,000.00
Yes
$0.00
No
INCLUDES COMPENSATION FOR ADDITIONAL FINANCING AND ADVISORY SERVICES.