Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

LAMON + STERN, INC.
10839
RICHARD R. FELKER JR
2971461
FRONTIER SOLUTIONS
136102
RICHARD R. FELKER JR
2971461
FRONTIER SOLUTIONS, LLC
136102
RIC FELKER
2971461
FRONTIER SOLUTIONS, LLC
136102
RICHARD FELKER
2971461
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-06-19
D/A
$615,000.00
Yes
$0.00
No
2019-04-12
D
$615,000.00
Yes
$0.00
No
2017-11-14
D
$20,000.00
No
$0.00
No
2017-05-02
D/A
$60,244.00
Yes
$0.00
Yes
ESTIMATED SALES COMMISSIONS EQUAL TO 20% OF ANY MANAGEMENT FEES RECEIVED BY MANAGER ON ANY INVESTMENT.
2016-09-02
D/A
$616,000.00
Yes
$0.00
No
2016-08-15
D/A
$140,000.00
Yes
$0.00
No
2016-05-31
D/A
$218,579.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS EQUAL TO 20% OF ANY MANAGEMENT FEES RECEIVED BY MANAGER ON ANY INVESTMENT.
2015-08-14
D
$140,000.00
No
$0.00
No
2015-05-27
D/A
$133,755.00
Yes
$0.00
No
ESTIMATED SALES COMMISSIONS EQUAL TO 20% OF ANY MANAGEMENT FEES RECEIVED BY MANAGER ON ANY INVESTMENT.
2013-04-30
D/A
$0.00
No
$0.00
No
2012-04-23
D/A
$1,695.00
Yes
$0.00
No