Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAPITAL FINANCIAL SERVICES, INC
8408
LLOYD HODGIN
2954267
CAPITAL FINANCIAL SERVICES, INC.
8408
LLOYD D. HODGIN
2954267
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-09
D/A
$1,350,000.00
Yes
$0.00
Yes
2010-01-19
D/A
$1,350,000.00
Yes
$0.00
Yes
2009-10-28
D/A
$1,350,000.00
Yes
$0.00
Yes
2009-09-29
D
$2,501,049.00
Yes
$325,000.00
Yes
2009-09-21
D/A
$1,350,000.00
Yes
$0.00
Yes
2009-09-14
D/A
$1,350,000.00
Yes
$0.00
Yes