Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

TRICOR FINANCIAL, LLC
142518
JOHN BARRAGAN
2941942
People
Name
ROBERT L. LERNER
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-08-27
D/A
$2,000,000.00
Yes
$0.00
No
2010-06-09
D/A
$250,000.00
Yes
$0.00
No
2010-04-15
D/A
$250,000.00
Yes
$0.00
No
2009-08-27
D/A
$250,000.00
Yes
$0.00
No
2009-06-08
D/A
$250,000.00
Yes
$0.00
No