Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JIM MCKEONE
2921833
FAS CORP
43536
FAS CORP.
43536
JAMES MCKEONE
2921833
FAS CORP.
43536
JAMES MCKEONE
2921833
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-02-28
D/A
$15,598,561.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2023-02-27
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2022-03-02
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2021-03-11
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2020-04-24
D/A
$15,251,440.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2019-04-05
D/A
$14,817,709.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2018-03-15
D/A
$14,359,912.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2017-11-22
D/A
$1,280,919.00
No
$0.00
No
2017-10-25
D
$15,000.00
No
$0.00
No
2017-06-06
D
$225,000.00
No
$0.00
No
2017-04-26
D/A
$13,772,747.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2017-04-04
D
$200,000.00
No
$0.00
No
2016-11-22
D/A
$0.00
No
$0.00
No
2016-11-15
D
$15,000.00
No
$0.00
No
2016-04-29
D
$200,000.00
No
$0.00
No
2016-04-05
D
$200,000.00
No
$0.00
No
2016-04-04
D/A
$13,601,043.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.
2015-11-25
D
$0.00
No
$0.00
No
2015-04-20
D/A
$13,485,093.00
Yes
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF PREMIUM RECEIVED BY THE ISSUER.