Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PACIFIC WEST SECURITIES
6390
GEORGE MERHOFF
2918171
PACIFIC WEST SECURITIES, INC.
6390
GEORGE C. MERHOFF, JR.
2918171
PACIFIC WEST SECURITIES, INC.
6390
GEORGE C. MERHOFF, JR.
2918171
CETERA ADVISORS LLC
10299
GEORGE C. MERHOFF, JR.
2918171
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2015-02-13
D/A
$574,255.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-12-01
D/A
$574,255.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-08-19
D/A
$773,339.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-05-16
D/A
$773,339.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-05-05
D/A
$773,339.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-04-23
D/A
$773,339.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2013-01-28
D/A
$2,625,000.00
Yes
$0.00
No
2012-02-08
D/A
$1,639,770.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF SALES COMMISSIONS WILL BE EARNED AND PAID.
2012-01-27
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-25
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-04
D/A
$2,625,000.00
Yes
$0.00
No
2012-01-03
D/A
$1,639,770.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-12-15
D/A
$1,639,770.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-11-17
D/A
$1,639,770.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-11-03
D/A
$1,639,770.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-10-27
D/A
$1,639,770.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-10-07
D/A
$2,625,000.00
Yes
$0.00
No
2011-06-08
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-17
D/A
$2,625,000.00
Yes
$0.00
No
2011-05-03
D/A
$2,625,000.00
Yes
$0.00
No
2011-04-12
D/A
$2,625,000.00
Yes
$0.00
No
2011-03-23
D/A
$2,625,000.00
Yes
$0.00
No
2011-01-21
D/A
$2,625,000.00
Yes
$0.00
No
2010-12-01
D/A
$551,600.00
Yes
$0.00
No
2010-11-17
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-09-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-08-27
D/A
$898,625.00
No
$0.00
No
2010-08-24
D/A
$2,625,000.00
Yes
$0.00
No
2010-07-01
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-18
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-14
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,625,000.00
Yes
$0.00
No
2010-06-01
D/A
$898,625.00
No
$0.00
No
2010-05-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-04-28
D/A
$2,625,000.00
Yes
$0.00
No
2010-04-27
D/A
$898,625.00
No
$0.00
No
2010-04-14
D/A
$898,625.00
No
$0.00
No
2010-04-07
D/A
$2,625,000.00
Yes
$0.00
No
2010-03-19
D/A
$2,625,000.00
Yes
$0.00
No
2010-03-17
D/A
$898,625.00
No
$0.00
No
2010-03-03
D/A
$898,625.00
No
$0.00
No