Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
135131
ADAM KESSNER
2911176
STONEHAVEN, LLC
118913
ADAM KESSNER
2911176
STONEHAVEN, LLC
118913
ADAM KESSNER
2911176
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-07-16
D
$0.00
No
$116,375.00
Yes
2025-07-16
D
$0.00
No
$10,000.00
Yes
2022-04-01
D
$0.00
No
$116,500.00
No
PLACEMENT AGENT FEE RANGES FROM .75% TO 3% OF COMMITMENTS RAISED BY PLACEMENT AGENT.
2016-12-20
D
$0.00
No
$454,500.00
No
PLACEMENT AGENT FEE IS 3% OF COMMITMENTS RAISED BY PLACEMENT AGENT.