Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

CAPITAL FINANCIAL SERVICES, INC.
8408
GINA MAHER
2904951
CAPITAL FINANCIAL SERVICES, INC.
8408
GINA R. MAHER
2904951
SANDLAPPER SECURITIES, LLC
137906
GINA MAHER
2904951
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-05-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-11-18
D/A
$2,750,000.00
Yes
$0.00
No
2014-09-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-08-27
D/A
$2,750,000.00
Yes
$0.00
No
2014-06-02
D/A
$2,750,000.00
Yes
$0.00
No
2014-05-22
D/A
$2,750,000.00
Yes
$0.00
No
2009-09-29
D
$2,501,049.00
Yes
$325,000.00
Yes
2009-04-22
D/A
$1,661,017.00
Yes
$0.00
Yes