Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KOVACK SECURITIES INC.
44848
MICHAEL L. KARAPETIAN
2904615
KOVACK SECURITIES, INC.
44848
MICHAEL KARAPETIAN
2904615
MICHAEL KARAPETIAN
2904615
KOVAK SECURITIES
44848
LYNDHURST SECURITIES INC.
315582
MICHAEL LAZARI KARAPETIAN
2904615
LAZARI CAPITAL MANAGEMENT, INC.
172932
MICHAEL LAZARI KARAPETIAN
2904615
LAZARI CAPITAL MANAGEMENT, INC.
172932
MICHAEL LAZARI KARAPETIAN
2904615
LYNDHURST SECURITIES INC.
315582
MICHAEL LAZARI KARAPETIAN
2904615
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-29
D
$78,050.00
No
$0.00
No
2024-12-18
D
$298,591.00
No
$0.00
No
SELLING COMMISSION: S165,690.00; MANAGING BROKER FEES: $97,396.11; DUE DILIGENCE FEE: $35,505.00
2023-12-15
D
$276,302.00
No
$0.00
No
SELLING COMMISSION: $123,445.00; MANAGING BROKER FEES: $108,904.00. DUE DILIGENCE FEE: $43,953.15.
2022-11-07
D
$754,256.00
Yes
$0.00
No
2020-02-26
D/A
$1,109,775.00
No
$0.00
No
SELLING COMMISSIONS: $571,963; DUE DILIGENCE FEES: $129,263; MARKETING ALLOWANCES: $178,619; MANAGING BROKER FEE: $229,930
2019-12-30
D
$1,118,525.00
No
$0.00
No
SELLING COMMISSIONS: $580,712.50; DUE DILIGENCE FEES: $126,794.96; MARKETING ALLOWANCES: $181087.56; MANAGING BROKER FEE: $229,930.13
2019-07-03
D/A
$8,005,281.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS
2019-06-21
D/A
$8,005,281.00
Yes
$0.00
No
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS, DEALER FEES AND PLACEMENT AGENT FEES THAT MAY BE PAID TO ONE OR MORE RELATED PERSONS
2016-09-15
D/A
$4,830,964.00
Yes
$0.00
No
AMOUNT INCLUDES SELLING COMMISSIONS, DEALER FEE AND PLACEMENT AGENT FEE.