Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
JVM SECURITIES, LLC
290327
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-11-05
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2025-09-18
D/A
$7,500,000.00
Yes
$0.00
Yes
2025-09-11
D/A
$7,500,000.00
Yes
$0.00
Yes
2025-08-07
D/A
$7,500,000.00
Yes
$0.00
Yes
2025-03-10
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2025-01-29
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2024-12-30
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-12-18
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-11-26
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-10-29
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-08-29
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-08-16
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-08-09
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2024-06-21
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-04-30
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-04-09
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-03-15
D/A
$7,500,000.00
Yes
$0.00
Yes
2024-02-27
D
$7,500,000.00
Yes
$0.00
Yes
2024-02-01
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2024-01-30
D/A
$0.00
Yes
$0.00
Yes
2024-01-30
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2024-01-30
D/A
$0.00
Yes
$0.00
Yes
2024-01-11
D/A
$0.00
Yes
$0.00
Yes
2023-12-12
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2023-11-30
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2023-11-21
D/A
$0.00
Yes
$0.00
Yes
2023-11-07
D/A
$0.00
Yes
$0.00
Yes
2023-11-02
D/A
$0.00
Yes
$0.00
Yes
2023-08-03
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2023-07-25
D/A
$0.00
Yes
$0.00
Yes
2023-06-16
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2023-06-01
D/A
$0.00
Yes
$0.00
Yes
2023-05-23
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2023-04-24
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2023-04-13
D/A
$0.00
Yes
$0.00
Yes
2023-02-24
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2023-01-06
D/A
$0.00
Yes
$0.00
Yes
2022-12-20
D/A
$0.00
Yes
$0.00
Yes
2022-11-15
D/A
$0.00
Yes
$0.00
Yes
2022-11-15
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2022-08-12
D/A
$0.00
Yes
$0.00
Yes
2022-08-05
D/A
$0.00
Yes
$0.00
Yes
2022-07-18
D/A
$0.00
Yes
$0.00
Yes
2022-07-07
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2022-07-07
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2022-06-21
D/A
$0.00
Yes
$0.00
Yes
2022-06-21
D/A
$0.00
Yes
$0.00
Yes
2022-06-07
D/A
$0.00
Yes
$0.00
Yes
2022-06-07
D/A
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2022-06-07
D/A
$0.00
Yes
$0.00
Yes
2022-05-23
D/A
$0.00
Yes
$0.00
Yes
2022-05-20
D
$6,250.00
Yes
$0.00
Yes
SALES COMMISSIONS INCLUDE ESTIMATES OF THE MAXIMUM AMOUNT OF SELLING COMMISSIONS THAT MAY BE PAID.
2022-05-17
D/A
$0.00
Yes
$0.00
Yes
2022-05-13
D/A
$0.00
Yes
$0.00
Yes
2022-05-13
D/A
$0.00
Yes
$0.00
Yes
2022-04-19
D/A
$0.00
Yes
$0.00
Yes
2022-04-19
D/A
$0.00
Yes
$0.00
Yes
2022-04-12
D/A
$0.00
Yes
$0.00
Yes
2022-04-12
D/A
$0.00
Yes
$0.00
Yes
2022-03-28
D/A
$0.00
Yes
$0.00
Yes
2022-03-14
D
$0.00
Yes
$0.00
Yes
2022-03-14
D/A
$0.00
Yes
$0.00
Yes
2022-03-11
D
$0.00
Yes
$0.00
Yes
2022-03-02
D/A
$2,250,000.00
Yes
$0.00
Yes
2022-03-02
D/A
$1,500,000.00
Yes
$0.00
Yes
2022-03-01
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2022-01-12
D/A
$2,250,000.00
Yes
$0.00
Yes
2022-01-05
D/A
$2,250,000.00
Yes
$0.00
Yes
2021-12-28
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2021-12-15
D/A
$1,500,000.00
Yes
$0.00
Yes
2021-11-17
D/A
$2,250,000.00
Yes
$0.00
Yes
2021-11-01
D/A
$1,500,000.00
Yes
$0.00
Yes
2021-09-08
D/A
$1,500,000.00
Yes
$0.00
Yes
2021-09-01
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2021-08-16
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2021-08-11
D/A
$1,500,000.00
Yes
$0.00
Yes
2021-08-04
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2021-05-20
D/A
$2,250,000.00
Yes
$0.00
Yes
2021-05-06
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2021-04-22
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2021-04-12
D/A
$2,250,000.00
Yes
$0.00
Yes
2021-03-30
D/A
$1,500,000.00
Yes
$0.00
Yes
2021-03-17
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2021-03-17
D/A
$1,500,000.00
Yes
$0.00
Yes
2021-03-04
D/A
$1,500,000.00
Yes
$0.00
Yes
2021-02-10
D/A
$2,250,000.00
Yes
$0.00
Yes
2021-01-14
D/A
$1,500,000.00
Yes
$0.00
Yes
2021-01-13
D/A
$2,250,000.00
Yes
$0.00
Yes
2021-01-05
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2021-01-05
D/A
$1,500,000.00
Yes
$0.00
Yes
2020-12-22
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-12-16
D/A
$2,250,000.00
Yes
$0.00
Yes
2020-11-25
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-10-30
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-10-22
D/A
$2,250,000.00
Yes
$0.00
Yes
2020-09-23
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-09-01
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-08-26
D/A
$1,500,000.00
Yes
$0.00
Yes
2020-07-31
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-07-17
D/A
$1,500,000.00
Yes
$0.00
Yes
2020-06-30
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-06-30
D/A
$2,250,000.00
Yes
$0.00
Yes
2020-06-30
D/A
$1,500,000.00
Yes
$0.00
Yes
2020-06-12
D/A
$1,500,000.00
Yes
$0.00
Yes
2020-06-11
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-06-08
D/A
$2,250,000.00
Yes
$0.00
Yes
2020-05-28
D/A
$0.00
Yes
$0.00
Yes
MANAGER WILL BE PAID A FEE BY THE ISSUER FROM PROCEEDS OF THE OFFERING FOR COSTS INCURRED IN CONNECTION WITH THE ORGANIZATION OF THE ISSUER AND THE OFFERING. FROM THIS FEE, THE MANAGER MAY PAY ANY PERMISSIBLE SELLING COMMISSIONS.
2020-05-14
D/A
$1,500,000.00
Yes
$0.00
Yes
2020-05-08
D/A
$2,250,000.00
Yes
$0.00
Yes
2020-04-22
D/A
$1,500,000.00
Yes
$0.00
Yes
2020-04-10
D
$2,250,000.00
Yes
$0.00
Yes
2020-04-08
D
$1,500,000.00
Yes
$0.00
Yes
2019-01-11
D/A
$328,357.00
No
$0.00
No
2019-01-11
D/A
$70,916.00
No
$0.00
No