Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NATIONAL SECURITIES CORPORATION
7569
GREGORY A. RAMIREZ
2883461
CABIN SECURITIES
137608
GREG RAMIREZ
2883461
CLARAPHI ADVISORY NETWORK, LLC
165868
GREGORY AVERY RAMIREZ
2883461
ADVISOR ON CALL
315319
GREG RAMIREZ
2883461
ADVISORS ON CALL
315319
GREG RAMIREZ
2883461
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-01-06
D
$1,086,003.00
No
$0.00
No
2022-01-18
D
$58,565.00
No
$0.00
No
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.
2018-01-11
D/A
$2,054,019.00
No
$0.00
No
2009-10-15
D/A
$2,250,000.00
Yes
$0.00
No
INCLUDES SALE COMMISSIONS, MARKETING AND DUE DILIGENCE EXPENSES AND WHOLESALING FEES.
2009-05-06
D/A
$2,250,000.00
Yes
$0.00
No
INCLUDES SALE COMMISSIONS, MARKETING AND DUE DILIGENCE EXPENSES AND WHOLESALING FEES.