Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
BEQUIA SECURITIES, LLC
285783
BEQUIA SECURITIES, LLC
285783
ERIC GRUNEBAUM
6593435
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-01-07
D
$2,000.00
No
$0.00
No
2020-01-06
D
$1,600.00
No
$0.00
No
2020-01-06
D/A
$25,650.00
No
$0.00
No
2019-06-10
D
$1,500.00
No
$0.00
No
2018-09-12
D
$4,400.00
No
$0.00
No
2018-08-24
D
$2,600.00
No
$0.00
No
2018-05-04
D/A
$0.00
Yes
$0.00
Yes
THE FUND IS IN THE PROCESS OF HIRING BROKER DEALERS TO DISTRIBUTE THE INTERESTS, HOWEVER, AS OF THIS DATE, THERE IS ONLY (1) BROKER WHO HAS SIGNED AN AGREEMENT AND THEY HAVE NOT MADE ANY SALES. TO DATE, THE INTERESTS HAVE BEEN DISTRIBUTED BY THE MANAGER.