Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
TORTOISE SECURITIES, LLC
285411
TORTOISE SECURITIES, LLC
285411
TORTOISE SECURITIES, LLC
285411
NONE
NONE
TORTOISEECOFIN SECURITIES, LLC
285411
NONE
NONE
TORTOISEECOFIN SECURITIES, LLC
285411
TORTOISEECOFIN SECURITIES, LLC
285411
TORTOISEECOFIN SECURITIES, LLC
285411
TORTOISEECOFIN SECURITIES, LLC
285411
TORTOISEECOFIN SECURITIES, LLC
285411
NONE
NONE
TORTOISEECOFIN SECURITIES, LLC
285411
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-08-29
D/A
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC PREVIOUSLY RECEIVED A FEE FROM THE INVESTMENT MANAGER EFFECTIVE MAY 31, 2023. HOWEVER, TORTOISEECOFIN SECURITIES, LLC WAS DISSOLVED IN JANUARY 2024 AND NO SUCH FEE ARRANGEMENT EXISTS AS OF THE DATE OF THIS SUBMISSION.
2024-04-02
D/A
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC RECEIVES A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE 7/1/17.
2024-02-28
D/A
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC PREVIOUSLY RECEIVED A FEE FROM THE INVESTMENT MANAGER EFFECTIVE MAY 31, 2023. HOWEVER, TORTOISEECOFIN SECURITIES, LLC WAS DISSOLVED IN JANUARY 2024 AND NO SUCH FEE ARRANGEMENT EXISTS AS OF THE DATE OF THIS SUBMISSION.
2023-06-02
D/A
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC WILL RECEIVE A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE APRIL 22, 2021.
2022-12-27
D/A
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC RECEIVES A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE 7/1/17.
2022-05-12
D
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC WILL RECEIVE A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE APRIL 22, 2021.
2021-10-21
D
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC WILL RECEIVE A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE APRIL 22, 2021.
2021-08-19
D/A
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC RECEIVES A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE 10/1/17.
2020-08-19
D/A
$0.00
No
$0.00
No
TORTOISEECOFIN SECURITIES, LLC RECEIVES A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE 7/1/17.
2020-06-26
D/A
$0.00
No
$0.00
No
TORTOISE SECURITIES, LLC WILL RECEIVE A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE MAY 14, 2020.
2019-08-14
D/A
$0.00
No
$0.00
No
TORTOISE SECURITIES, LLC RECEIVES A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE 7/1/17.
2018-07-18
D/A
$0.00
No
$0.00
No
TORTOISE SECURITIES, LLC RECEIVES A FEE FROM THE INVESETMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE 7/1/17.
2018-03-26
D
$0.00
No
$0.00
No
TORTOISE SECURITIES, LLC WILL RECEIVE A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE JULY 1, 2017.
2017-07-18
D/A
$0.00
No
$0.00
No
MONTAGE SECURITIES, LLC WILL RECEIVE A FEE FROM THE INVESTMENT MANAGER OF THE ISSUER PURSUANT TO AN AGREEMENT EFFECTIVE THROUGH 6/30/17; TORTOISE SECURITIES, LLC WILL RECEIVE A FEE FROM THE INVESTMENT MANAGER PURSUANT TO AN AGREEMENT EFFECTIVE 7/1/17.