Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ROSE + CO. CAPITAL ADVISORS, LLC
168274
MARK J. SCHULTE
2817618
Companies
Company Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$19,937.00
Yes
$0.00
No
ITEM 12 CLARIFICATION: MARK J. SCHULTE (CRD# 2817618) HAS CEASED OPERATIONS WITH THE ISSUER AND IS NO LONGER PAID COMMISSIONS OR OTHER SIMILAR COMPENSATION IN CONNECTION WITH SALES OF SECURITIES IN THE OFFERING.
D/A
$19,937.00
Yes
$0.00
No
D/A
$19,937.00
Yes
$0.00
No
D
$19,937.00
Yes
$0.00
No