Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FIRST ALLIED SECURITIES INC.
32444
VIRGIL THRELKELD
2811386
FIRST ALLIED SECURITIES, INC.
32444
VIRGIL JOHN THRELKELD
2811386
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-01-06
D/A
$1,258,355.00
No
$0.00
No
2011-12-05
D/A
$1,042,681.00
No
$0.00
No
2010-01-05
D/A
$0.00
No
$0.00
No
AS OF 1/5/2010, ADVANCED EQUITIES, INC. WILL BE PAID $812,084.12 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $300,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.
2009-12-15
D/A
$0.00
No
$0.00
No
AS OF 11/23/2009, ADVANCED EQUITIES, INC. WILL BE PAID $774,385.60 AND FIRST ALLIED SECURITIES, INC. WILL BE PAID $316,000.00, BY THE SELLERS OF THE EQUITY SECURITIES BEING PURCHASED BY AEI WIRELESS, LLC.