Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KALOS CAPITAL, INC.
44337
MARK C. SCHREIBER
2788289
KALOS CAPITAL, INC.
44337
MARK SCHREIBER
2788289
MADISON AVENUE SECURITIES, LLC
23224
MARK SCHREIBER
2788289
MADISON AVENUE SECURITIES, LLC
23224
MARK SCHREIBER
2788289
MARK SCHREIBER
2788289
MADISON AVENUE SECURITIES, LLC
23224
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-01-12
D
$796,200.00
No
$0.00
No
2025-08-13
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
2025-07-28
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
2025-07-03
D/A
$25,000,000.00
Yes
$0.00
No
DEALER MANAGER FEE OF UP TO 2%; SALES COMMISSION OF UP TO 7%; DUE DILIGENCE FEE OF UP TO 0.5%; MARKETING EXPENSE FEE OF UP TO 0.5%
2021-12-22
D
$484,260.00
No
$0.00
No
2019-06-26
D/A
$4,829,730.00
No
$0.00
No
OF THE SALES COMMISSIONS LISTED ABOVE, $629,050 OF SUCH AMOUNT ARE DESIGNATED AS MARKETING FEES.