Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

QA3 FINANCIAL CORP.
14754
STEVE BARTON
2788138
QA3 FINANCIAL
14754
STEVE BARTON
2788138
QA3 FINANCIAL
14754
STEVE BARTON
2788138
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2010-12-23
D/A
$47,250.00
Yes
$0.00
Yes
2010-11-16
D/A
$454,207.00
Yes
$0.00
Yes
2010-11-12
D/A
$176,400.00
Yes
$0.00
Yes
2010-11-01
D/A
$87,300.00
Yes
$0.00
Yes
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-08-02
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-14
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-04
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-03-18
D/A
$6,000,000.00
Yes
$0.00
Yes
2009-12-01
D/A
$6,000,000.00
Yes
$0.00
Yes