Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FORESIDE FUND SERVICES, LLC
46106
JAKE BLOCK
2777542
FORESIDE FUND SERVICES, LLC
46101
JACOB B. BLOCK
2777542
FORESIDE FUND SERVICES, LLC
46106
JACOB B. BLOCK
2777542
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-04-21
D/A
$5,500,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
2022-02-14
D/A
$7,500,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE OVER THE 10 YEAR LIFE OF THE FUND.
2022-02-08
D/A
$5,500,000.00
Yes
$0.00
No
THE ESTIMATE INCLUDES AMOUNTS WHICH MAY BE PAYABLE IN THE NEXT 12 MONTHS.
2021-07-23
D/A
$104,746.00
Yes
$0.00
No
A % OF MANAGEMENT FEES IS PAID TO RAYMOND JAMES + ASSOCIATES, INC.
2021-07-23
D/A
$199,229.00
Yes
$0.00
No
A % OF MANAGEMENT FEES IS PAID TO RAYMOND JAMES + ASSOCIATES, INC.