Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
2881
DAVID PEACOCK
2772962
NORTHWESTERN MUTUAL INVESTMENT SERVICES
2881
DAVID PEACOCK
2772962
NORTHWESTER MUTUAL INVESTMENT SERVICES
2881
DAVID PEACOCK
2772962
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-12-12
D
$118,173,048.00
No
$0.00
No
2018-12-11
D
$102,911,926.00
No
$0.00
No
2017-12-19
D
$78,942,257.00
No
$0.00
No
2017-05-22
D/A
$479,794.00
No
$0.00
No
2016-12-14
D
$60,326,369.00
No
$0.00
No
2016-04-07
D/A
$474,106.00
No
$0.00
No
2016-01-21
D/A
$408,941.00
No
$0.00
No
2015-12-11
D
$19,229,555.00
No
$0.00
No
2015-04-03
D/A
$467,929.00
No
$0.00
No
2015-02-12
D/A
$353,992.00
No
$0.00
No
2014-12-17
D/A
$13,619,048.00
No
$0.00
No
2014-03-24
D/A
$398,541.00
No
$0.00
No
2014-02-21
D/A
$297,071.00
No
$0.00
No
2013-03-25
D/A
$355,930.00
No
$0.00
No
2013-02-21
D/A
$241,163.00
No
$0.00
No
2012-04-02
D/A
$299,930.00
No
$0.00
No
2012-04-02
D/A
$186,101.00
No
$0.00
No
2011-04-04
D/A
$243,930.00
No
$0.00
No
2011-02-25
D/A
$131,600.00
No
$0.00
No
2010-03-26
D
$122,525.00
No
$0.00
No
2010-03-15
D/A
$187,930.00
No
$0.00
No
2009-12-29
D
$187,930.00
No
$0.00
No