Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
CVC FUNDING, LLC
277056
CVC FUNDING, LLC ("CFL")
277056
NONE
NONE
CVC FUNDING, LLC
277056
CVC FUNDING, LLC
277056
CVC FUNDING, LLC
277056
NONE
NONE
CVC FUNDING, LLC
277056
CVC FUNDING, LLC
277056
CVC FUNDING, LLC
277056
NONE
NONE
CVC FUNDING, LLC
277056
CVC FUNDING, LLC
277056
NONE
NONE
CVC FUNDING, LLC
277056
CVC FUNDING, LLC
277056
CVC FUNDING, LLC
277056
CVC FUNDING, LLC
277056
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$0.00
No
$0.00
No
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT COMPANY, CVC CREDIT PARTNERS, LLC, BASED ON THE EXISTING EXPENSE SHARING AGREEMENT. THE GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$0.00
No
$0.00
No
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT COMPANY, CVC CREDIT PARTNERS, LLC, BASED ON THE EXISTING EXPENSE SHARING AGREEMENT. THE GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$0.00
No
$0.00
No
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT COMPANY, CVC CREDIT PARTNERS, LLC, BASED ON THE EXISTING EXPENSE SHARING AGREEMENT. THE GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$0.00
No
$0.00
No
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT COMPANY, CVC CREDIT PARTNERS, LLC, BASED ON THE EXISTING EXPENSE SHARING AGREEMENT. THE GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$910,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$3,290,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$0.00
No
$0.00
No
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT COMPANY, CVC CREDIT PARTNERS, LLC, BASED ON THE EXISTING EXPENSE SHARING AGREEMENT. THE GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$50,000,000.00
Yes
$0.00
Yes
COMMISSION AMOUNTS REFLECT AMOUNTS PAID BY THE ISSUER AND AFFILIATED PRIVATE FUNDS IN THE OFFERING.
D/A
$50,000,000.00
Yes
$0.00
Yes
COMMISSION AMOUNTS REFLECT AMOUNTS PAID BY THE ISSUER AND AFFILIATED PRIVATE FUNDS IN THE OFFERING.
D/A
$50,000,000.00
Yes
$0.00
Yes
COMMISSION AMOUNTS REFLECT AMOUNTS PAID BY THE ISSUER AND AFFILIATED PRIVATE FUNDS IN THE OFFERING.
D/A
$900,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$2,980,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$820,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$3,290,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$50,000,000.00
Yes
$0.00
Yes
COMMISSION AMOUNTS REFLECT AMOUNTS PAID BY THE ISSUER AND AFFILIATED PRIVATE FUNDS IN THE OFFERING.
D/A
$50,000,000.00
Yes
$0.00
Yes
COMMISSION AMOUNTS REFLECT AMOUNTS PAID BY THE ISSUER AND AFFILIATED PRIVATE FUNDS IN THE OFFERING.
D/A
$50,000,000.00
Yes
$0.00
Yes
COMMISSION AMOUNTS REFLECT AMOUNTS PAID BY THE ISSUER AND AFFILIATED PRIVATE FUNDS IN THE OFFERING.
D/A
$1,000,000.00
Yes
$0.00
Yes
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT, CVC CREDIT PARTNERS, LLC, IN AN AMOUNT DETERMINED BY ITS EXPENSE SHARING AGREEMENT. THE ISSUER-S GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D
$2,000,000.00
Yes
$0.00
No
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT, CVC CREDIT PARTNERS, LLC, IN AN AMOUNT DETERMINED BY ITS EXPENSE SHARING AGREEMENT. THE ISSUER-S GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$820,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER OR GENERAL PARTNER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$2,940,000.00
Yes
$0.00
No
FEES ARE CALCULATED BASED ON MANAGEMENT FEE RECEIVED BY AND/OR CARRIED INTEREST ALLOCATED TO THE INVESTMENT MANAGER FOR RELEVANT INVESTORS. REPORTED AMOUNT INCLUDES AN ESTIMATE FOR THE CURRENT ANNUAL PERIOD.
D/A
$675,000.00
Yes
$0.00
No
CVC FUNDING LLC WILL RECEIVE A FEE FROM ITS PARENT COMPANY, CVC CREDIT PARTNERS, LLC, BASED ON THE EXISTING EXPENSES SHARING AGREEMENT. THE GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$0.00
No
$0.00
No
CVC FUNDING LLC WILL RECEIVE A FEE FROM ITS PARENT COMPANY, CVC CREDIT PARTNERS, LLC, BASED ON THE EXISTING EXPENSES SHARING AGREEMENT. THE GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$744,038.00
No
$0.00
No
CVC WILL COMPENSATE CFL AND FHG UNDER SERVICES AGREEMENTS AND FROM TIME TO TIME CFL OR FHG MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO RS.
D/A
$297,736.00
No
$0.00
No
CVC WILL COMPENSATE CFL AND FHG UNDER SERVICES AGREEMENTS AND FROM TIME TO TIME CFL OR FHG MAY RECEIVE A ONE-TIME OR ONGOING FEE.
D/A
$2,112,840.00
No
$0.00
No
LMG EARNED A % OF MGMT FEES + PERFORMANCE ALLOCATIONS ON INTEREST SOLD; SUCH COMP IS BORNE BY CVC. CVC WILL COMPENSATE CFL + FHG UNDER SERVICES AGMTS + FROM TIME TO TIME CFL MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO LMG OR RS.
D/A
$207,435.00
No
$0.00
No
CVC WILL COMPENSATE CFL AND FHG UNDER SERVICES AGREEMENTS AND FROM TIME TO TIME CFL OR FHG MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO RS.
D/A
$0.00
No
$0.00
No
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT COMPANY, CVC CREDIT PARTNERS, LLC, BASED ON THE EXISTING EXPENSE SHARING AGREEMENT. THE GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D
$0.00
Yes
$0.00
Yes
CVC FUNDING, LLC WILL RECEIVE A FEE FROM ITS PARENT, CVC CREDIT PARTNERS, LLC, IN AN AMOUNT DETERMINED BY ITS EXPENSE SHARING AGREEMENT. THE ISSUER-S GP WILL BE RESPONSIBLE FOR AN AGREED SHARE OF THE FEE APPLICABLE TO THE DISTRIBUTION OF THE FUND.
D/A
$1,893,176.00
No
$0.00
No
LMG EARNED A % OF MGMT FEES + PERFORMANCE ALLOCATIONS ON INTEREST SOLD; SUCH COMP IS BORNE BY CVC. CVC WILL COMPENSATE CFL + FHG UNDER SERVICES AGMTS + FROM TIME TO TIME CFL MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO LMG OR RS.
D/A
$177,375.00
No
$0.00
No
CVC WILL COMPENSATE CFL AND FHG UNDER SERVICES AGREEMENTS AND FROM TIME TO TIME CFL OR FHG MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO RS.
D/A
$609,330.00
No
$0.00
No
CVC WILL COMPENSATE CFL AND FHG UNDER SERVICES AGREEMENTS AND FROM TIME TO TIME CFL OR FHG MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO RS.
D/A
$223,037.00
No
$0.00
No
CVC WILL COMPENSATE CFL AND FHG UNDER SERVICES AGREEMENTS AND FROM TIME TO TIME CFL OR FHG MAY RECEIVE A ONE-TIME OR ONGOING FEE.
D/A
$463,994.00
No
$0.00
No
CVC WILL COMPENSATE CFL UNDER A SERVICES AGREEMENT AND FROM TIME TO TIME CFL MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO RS OR FHG.
D/A
$157,625.00
No
$0.00
No
CVC WILL COMPENSATE CFL UNDER A SERVICES AGREEMENT AND FROM TIME TO TIME CFL MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO FHG.
D/A
$1,631,978.00
No
$0.00
No
LMG EARNED A % OF MGMT FEES + PERFORMANCE ALLOCATIONS ON INTEREST SOLD; SUCH COMP IS BORNE BY CVC. CVC WILL COMPENSATE CFL UNDER A SERVICES AGMT. + FROM TIME TO TIME CFL MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO LMG, RS OR FHG.
D/A
$152,727.00
No
$0.00
No
CVC WILL COMPENSATE CFL UNDER A SERVICES AGREEMENT AND FROM TIME TO TIME CFL MAY RECEIVE A ONE-TIME OR ONGOING FEE. NO FUTURE FEES WILL BE PAID TO RS OR FHG.
