Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BRIAN THOMAS SULLIVAN
2766571
WADDELL + REED, INC.
866
BRIAN THOMAS SULLIVAN
2766571
WADDELL + REED, INC.
866
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2023-11-15
D/A
$603,778.00
Yes
$0.00
No
2022-11-15
D/A
$603,778.00
Yes
$0.00
No
2021-11-15
D/A
$603,778.00
Yes
$0.00
No
2020-11-13
D/A
$603,778.00
Yes
$0.00
No
2019-11-15
D/A
$603,778.00
Yes
$0.00
No
2018-11-15
D/A
$603,778.00
Yes
$0.00
No
2017-11-15
D/A
$603,778.00
Yes
$0.00
No
2016-11-16
D/A
$19,510.00
Yes
$0.00
No
2016-11-16
D/A
$603,778.00
Yes
$0.00
No
2016-11-16
D/A
$72,216.00
Yes
$0.00
No
2015-11-12
D/A
$19,510.00
Yes
$0.00
No
2015-11-12
D/A
$603,778.00
Yes
$0.00
No
2015-11-12
D/A
$72,216.00
Yes
$0.00
No
2014-11-14
D/A
$603,778.00
Yes
$0.00
No
2014-11-14
D/A
$72,216.00
Yes
$0.00
No
2014-11-14
D/A
$19,510.00
Yes
$0.00
No
2013-11-14
D/A
$603,778.00
Yes
$0.00
No
2013-11-14
D/A
$72,216.00
Yes
$0.00
No
2013-11-14
D/A
$19,510.00
Yes
$0.00
No
2012-11-15
D/A
$603,779.00
Yes
$0.00
No
2012-11-15
D/A
$603,779.00
Yes
$0.00
No
2012-11-14
D/A
$18,522.00
Yes
$0.00
No
2012-11-14
D/A
$72,216.00
Yes
$0.00
No
2011-11-14
D/A
$15,406.00
Yes
$0.00
No
2011-11-14
D/A
$603,779.00
Yes
$0.00
No
2011-11-14
D/A
$61,795.00
Yes
$0.00
No