Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FRONTIER SOLUTIONS, LLC
136102
BRIAN C. LEFTWICH
2752574
FRONTIER SOLUTIONS, LLC
136102
BRIAN CHRISTOPHER LEFTWICH
2752574
MMX GLOBAL PARTNERS, LLC
286531
BRIAN C. LEFTWICH
2752574
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-02-27
D/A
$78,434.00
Yes
$50,000.00
Yes
2014-08-21
D/A
$0.00
Yes
$0.00
Yes
ONLY CURRENT BROKERS ARE LISTED IN ITEM 12 AND PAID DIRECT OR INDIRECT COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2014-08-20
D/A
$0.00
Yes
$0.00
Yes
ONLY CURRENT BROKERS ARE LISTED IN ITEM 12 AND PAID DIRECT OR INDIRECT COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MGR. (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2014-03-17
D/A
$0.00
Yes
$0.00
Yes
ONLY CURRENT BROKERS ARE LISTED IN ITEM 12 AND PAID DIRECT OR INDIRECT COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2014-03-17
D/A
$0.00
Yes
$0.00
Yes
ONLY CURRENT BROKERS ARE LISTED IN ITEM 12 AND PAID DIRECT OR INDIRECT COMMISSIONS OR SIMILAR COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MGR. (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.