Profile
Broker Dealer
Broker CRD #
Recipient Name
Recipient CRD #
PURSHE KAPLAN STERLING INVESTMENTS
35747
DAVID DARWISH
2747994
Companies
Company Name
People
Name
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$21,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS OF 6%, DEALER MANAGER FEE (DMF) OF 1% AND PLACEMENT AGENT FEE (PAF) OF 1.5%. THESE COMMISSIONS OR FEES MAY BE WAIVED FOR CERTAIN INVESTORS.
D/A
$18,000,000.00
Yes
$0.00
No
6% SELLING COMMISSIONS (SC), 1.0% DEALER MANAGER FEE (DMF) AND 2.0% PLACEMENT AGENT FEE (PAF). THESE FEES MAY BE WAIVED FOR CERTAIN INVESTORS. NO SC, DMF OR PAF PAID IN CONNECTION WITH THE SALE OF SHARES UNDER THE DISTRIBUTION REINVESTMENT PLAN.
