Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JP TURNER + CO, LLC
43177
GILBERT R. CONRAD
2746778
J. P. TURNER AND COMPANY, L.L.C.
43177
G. RUSSELL CONRAD
2746778
JP TURNER + COMPANY
43177
GILBERT RUSSELL CONRAD
2746778
J P TURNER
43177
G. RUSSELL CONRAD
2746778
JP TURNER + COMPANY
43177
G. RUSSELL CONRAD
2746778
J.P. TURNER + COMPANY
43177
G. RUSSELL CONRAD
2746778
RP CAPITAL, LLC
134768
GILBERT R. CONRAD
2746778
J.P. TURNER + COMPANY
43177
GILBERT R. CONRAD
2746778
J.P. TURNER + COMPANY, L.L.C.
43177
GILBERT R. CONRAD
2746778
INDEPENDENT FINANCIAL GROUP, LLC
7717
GILBERT RUSSELL CONRAD
2746778
ARKADIOS CAPITAL
282710
G. RUSSELL CONRAD
2746778
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-08-07
D/A
$1,436,819.00
Yes
$0.00
No
2020-04-03
D/A
$2,401,250.00
Yes
$72.00
No
2020-02-14
D/A
$1,396,709.00
Yes
$0.00
No
2014-08-19
D/A
$773,339.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2014-05-16
D/A
$773,339.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2013-05-09
D/A
$1,575,000.00
Yes
$0.00
No
2011-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2011-06-15
D/A
$300,000.00
Yes
$0.00
No
MARKETING + DUE DILIGENCE EXPENSE ALLOWANCES, SELLING COMMISSIONS AND MANAGING BROKER-DEALER EXPENSES
2011-01-07
D/A
$892,710.00
Yes
$0.00
Yes
2010-11-16
D/A
$454,207.00
Yes
$0.00
Yes
2010-09-23
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-08-10
D/A
$136,290.00
No
$0.00
No
2010-08-02
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-07-13
D/A
$1,883,549.00
No
$0.00
No
2010-07-12
D/A
$593,256.00
No
$0.00
No
2010-06-14
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-04
D/A
$6,000,000.00
Yes
$0.00
Yes
2010-06-03
D/A
$2,500,000.00
Yes
$0.00
No
2010-04-02
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-26
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-20
D/A
$2,500,000.00
Yes
$0.00
No
2009-11-10
D/A
$2,500,000.00
Yes
$0.00
No
2009-10-26
D/A
$112,840.00
Yes
$0.00
No
2009-10-09
D/A
$111,090.00
Yes
$0.00
No
2009-09-22
D/A
$104,090.00
Yes
$0.00
No
2009-09-11
D/A
$2,500,000.00
Yes
$0.00
No
2009-08-17
D/A
$43,750.00
Yes
$0.00
No
2009-08-14
D/A
$2,500,000.00
Yes
$0.00
No
2009-07-28
D/A
$43,750.00
Yes
$0.00
No
2009-07-16
D/A
$2,500,000.00
Yes
$0.00
No
2009-07-07
D
$43,750.00
Yes
$0.00
No
2009-05-15
D/A
$2,500,000.00
Yes
$0.00
No
2009-04-21
D
$2,500,000.00
Yes
$0.00
No