Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BERTHEL FISHER FINANCIAL SERVICES
13609
ROGER FRANK
2744605
People
Name
KEVIN A. SHIELDS
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-12-05
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-10-31
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-10-17
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-10-04
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-09-20
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-09-05
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-08-22
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-08-14
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-31
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-31
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-18
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-18
D/A
$2,799,378.00
Yes
$0.00
Yes
2019-07-09
D/A
$2,799,378.00
Yes
$0.00
Yes