Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

OAK TREE SECURITIES, INC
18126
SONYA LEE
2742405
OAK TREE SECURITIES
18126
SONYA TAYLOR
2742405
EMERSON EQUITY LLC
130032
SONYA TAYLOR
2742405
EMERSON EQUITY LLC
130032
SONYA TAYLOR
2742405
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2026-06-23
D/A
$35,613.00
No
$0.00
No
2022-07-19
D/A
$98,442.00
No
$0.00
No
2020-05-12
D/A
$729,230.00
Yes
$0.00
No
2020-05-12
D/A
$729,230.00
Yes
$0.00
No
2016-08-09
D
$15,150.00
Yes
$0.00
No
2011-12-30
D/A
$2,500,000.00
Yes
$0.00
No
2010-06-03
D/A
$2,500,000.00
Yes
$0.00
No
2010-04-02
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-26
D/A
$2,500,000.00
Yes
$0.00
No
2010-02-10
D/A
$2,500,000.00
Yes
$0.00
No