Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M HOLDINGS SECURITIES
43285
BRIAN CORLEY
2735235
BRIAN T. CORLEY
2735235
M HOLDINGS SECURITIES, INC
43285
BRIAN T. CORLEY
2735235
M HOLDINGS SECURITIES, INC.
43285
BRIAN T. CORLEY
2735235
M FINANCIAL SECURITIES MARKETING, INC.
139304
BRIAN T CORLEY
2735235
M FINANCIAL SECURITIES MARKETING, INC
139304
BRIAN T. CORLEY
2735235
UBS FINANCIAL SERVICES, INC.
8174
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-04-14
D
$16,667.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2025-01-08
D
$1,841.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. AXCELUS FINANCIAL PAYS ALL SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-08-19
D/A
$320,136.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-08-12
D/A
$126,970.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-08-09
D/A
$516,712.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2024-08-08
D/A
$542,586.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. AXCELUS FINANCIAL ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-04-18
D/A
$148,494.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-04-12
D/A
$82,141.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2023-03-27
D/A
$395,055.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-05-24
D
$25,000.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-05-06
D/A
$288,998.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-04-29
D/A
$44,130.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2022-04-19
D/A
$127,567.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2022-04-12
D/A
$1,080,999.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2021-05-28
D
$20,000.00
No
$0.00
No
ISSUER PAYS A SALES COMMISSION THAT IS EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2021-01-04
D
$20,000.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2020-07-13
D/A
$217,984.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2020-06-30
D/A
$95,257.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2020-06-17
D/A
$529,287.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2020-04-01
D/A
$589,529.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2020-03-31
D/A
$187,192.00
No
$0.00
No
ISSUER PAYS A SALES COMMISSION EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-06-07
D/A
$432,939.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2019-06-04
D/A
$292,107.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-04-15
D/A
$154,088.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2019-04-08
D/A
$394,627.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-12-14
D
$25,000.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL ALSO PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-04-13
D/A
$263,970.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-04-12
D/A
$190,342.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-03-29
D/A
$234,823.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2018-03-27
D/A
$48,140.00
No
$0.00
No
ISSUER PAYS A SALES COMMISSION EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2018-03-23
D/A
$56,072.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2017-06-05
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2017-04-11
D/A
$158,535.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2017-03-31
D/A
$81,028.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2017-03-30
D/A
$122,377.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2017-03-27
D/A
$91,976.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2017-02-24
D
$14,579.00
No
$0.00
No
ISSUER PAYS A SALES COMMISSION EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC WILL PAY SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-07-01
D
$52,650.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-05-05
D
$50,000.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-03-21
D/A
$39,741.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2016-03-18
D/A
$32,268.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. LILAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2016-03-17
D/A
$11,937.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. LILAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2015-11-30
D/A
$1,020,528.00
No
$0.00
No
SALES COMMISSIONS REFLECT COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.
2015-06-01
D
$0.00
No
$0.00
No
ISSUER PAYS NO SALES COMMISSIONS OR FINDERS- FEES. PFLAC PAYS ALL SALES COMMISSIONS OR FINDERS- FEES FROM ITS CORPORATE RESOURCES.
2015-02-03
D
$25,000.00
No
$0.00
No
ISSUER PAYS SALES COMMISSIONS WHICH ARE EQUAL TO A PERCENTAGE OF THE PREMIUM RECEIVED BY THE ISSUER. PFLAC ALSO PAYS SALES COMMISSIONS FROM ITS CORPORATE RESOURCES.
2014-06-19
D/A
$644,904.00
No
$0.00
No
SALES COMMISSIONS REFLECT COMMISSIONS PAID ON TOTAL PREMIUM PAYMENTS PAID ON THE LIFE INSURANCE POLICY.