Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

GARTMORE DISTRIBUTION SERVICES, INC.
143032
JOHN A. EARLY III
2726671
GARTMORE DISTRIBUTION SERVICES, INC.
143032
JOHN A. EARLY III
2726671
GARTMORE DISTRIBUTION SERVICE, INC.
143032
JOHN A. EARLY
2726671
GARTMORE DISTRIBUTION SERVICES, INC.
143032
JOHN ARTHUR EARLY III
2726671
GARTMORE DISTRIBUTION SERVICES, INC.
143032
JOHN A. EARLY III
2726671
GARTMORE DISTRIBUTION SERVICES INC
143032
JOHN A. EARLY
2726671
GARTMORE DISTRIBUTION SERVICES INC
143032
JOHN A. EARLY
2726671
GARTMORE DISTRIBUTION SERVICES, INC.
143032
JOHN A. EARLY III
2726671
GARTMORE DISTRIBUTION SERVICES, INC.
143032
JOHN A. EARLY III
2726671
GARTMORE DIRTRIBUTION SERVICES, INC.
143032
JOHN A. EARLY
2726671
GARTMORE DISTRIBUTION SERVICES, INC.
143032
JOHN A. EARLY III
2726671
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-11-02
D/A
$6,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2012-10-16
D/A
$275,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2012-10-16
D/A
$500,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2012-10-16
D/A
$6,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2012-10-16
D/A
$500,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2012-10-16
D/A
$1,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2012-10-16
D/A
$2,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2011-08-09
D/A
$275,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2011-08-09
D/A
$500,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2011-08-09
D/A
$6,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2011-08-09
D/A
$500,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2011-08-09
D/A
$1,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2011-08-09
D/A
$2,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2011-08-09
D/A
$6,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2011-03-10
D/A
$275,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-28
D/A
$6,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-28
D/A
$500,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-28
D/A
$1,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-27
D/A
$30,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-27
D/A
$30,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-27
D/A
$500,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-27
D/A
$35,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-27
D/A
$2,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-27
D/A
$100,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-07-27
D/A
$6,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2010-03-30
D/A
$275,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-31
D/A
$200,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-31
D/A
$125,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-31
D/A
$3,000,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-27
D/A
$30,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-27
D/A
$50,000.00
Yes
$0.00
Yes
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-27
D/A
$35,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-27
D/A
$300,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-27
D/A
$100,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.
2009-07-27
D/A
$1,500,000.00
Yes
$0.00
No
THE ISSUER-S INVESTMENT MANAGER COMPENSATES THE PLACEMENT AGENTS, WHICH MAY INCLUDE A PORTION OF THE INVESTMENT MANAGER-S MANAGEMENT FEE WHILE THE INVESTOR REMAINS INVESTED. THIS ESTIMATE IS BASED ON THE EXPECTED FEES OVER THE LIFE OF THE OFFERING.