Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

HEDGECO
142498
EVAN RAPOPORT
2722067
PURITAN SECURITIES
129502
EVAN RAPOPORT
2722067
VESTPOINT SECURITIES
27260
EVAN RAPOPORT
2722067
STG SECURE TRADING GROUP
41216
EVAN RAPOPORT
2722067
HEDGECO SECURITIES, LLC
142498
EVAN RAPPAPORT
2722067
HEDGECO SECURITIES, LLC
142498
EVAN S. RAPOPORT
2722067
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-09-28
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
2012-03-07
D/A
$0.00
Yes
$0.00
Yes
ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2011-09-30
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS/ENTITIES LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER FROM THE ASSETS UNDER MANAGEMENT AND/OR INCENTIVE ALLOCATION.
2011-05-02
D/A
$5,896,144.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.
2011-04-07
D
$5,896,144.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.
2011-03-07
D/A
$0.00
Yes
$0.00
Yes
ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2010-04-20
D/A
$5,833,738.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.
2010-03-15
D/A
$0.00
Yes
$0.00
Yes
ENTITIES LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2010-01-04
D/A
$5,813,321.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.
2009-04-28
D/A
$5,635,835.00
Yes
$0.00
No
THIS INCLUDES ONLY FEE SHARING ARRANGEMENTS DISCLOSED TO PROSPECTIVE CLIENTS.