Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NEWPORT GROUP SECURITIES, INC.
29722
JOHN NASH
2710517
NEWPORT GROUP SECURITIES, INC.
29722
JOHN MICHAEL NASH
2710517
NEWPORT GROUP SECURITIES, INC.
29722
JOHN MICHAEL NASH
2710517
NEWPORT GROUP SECURITIES
29722
JOHN M. NASH
2710517
NEWPORT GROUP SECURITIES, INC.
29722
JOHN M. NASH
2710517
NEWPORT GROUP SECURITIES, INC.
29722
JOHN M. NASH
2710517
NEWPORT GROUP SECURITIES
29722
J. MICHAEL NASH
2710517
NEWPORT GROUP SECURITIES
29722
J. MICHAEL NASH
2710517
CETERA ADVISOR NETWORKS LLC
13572
JOHN MICHAEL NASH
2710517
MERRILL LYNCH
7691
JOHN M. NASH
2710517
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-10
D
$96,029,555.00
No
$0.00
No
2024-12-17
D
$98,449,428.00
No
$0.00
No
2023-12-20
D
$86,385,464.00
No
$0.00
No
2022-12-28
D
$67,543,370.00
No
$0.00
No
2021-12-09
D
$70,197,921.00
No
$0.00
No
2018-01-04
D/A
$208,128.00
No
$0.00
No
2017-12-20
D/A
$2,298,364.00
No
$0.00
No
2017-12-20
D/A
$1,305,819.00
No
$0.00
No
2017-11-17
D/A
$457,195.00
No
$0.00
No
2017-06-22
D/A
$43,360.00
No
$0.00
No
2017-04-13
D/A
$1,238,524.00
No
$0.00
No
2017-03-28
D/A
$1,023,615.00
No
$0.00
No
2017-02-21
D/A
$476,293.00
No
$0.00
No
2017-02-06
D/A
$434,738.00
No
$0.00
No
2016-12-08
D/A
$706,274.00
No
$0.00
No
2016-12-07
D/A
$2,214,942.00
No
$0.00
No
2016-11-15
D/A
$452,146.00
No
$0.00
No
2016-04-07
D/A
$42,735.00
No
$0.00
No
2016-03-16
D/A
$1,217,115.00
No
$0.00
No
2016-03-02
D/A
$1,011,869.00
No
$0.00
No
2016-02-05
D/A
$469,118.00
No
$0.00
No
2016-01-21
D/A
$431,663.00
No
$0.00
No
2015-12-14
D/A
$164,651.00
No
$0.00
No
2015-12-11
D/A
$702,022.00
No
$0.00
No
2015-12-08
D/A
$2,137,534.00
No
$0.00
No
2015-11-24
D/A
$446,028.00
No
$0.00
No
2015-04-07
D/A
$41,944.00
No
$0.00
No
2015-03-23
D/A
$1,196,577.00
No
$0.00
No
2015-03-11
D/A
$996,284.00
No
$0.00
No
2015-02-25
D/A
$459,861.00
No
$0.00
No
2015-02-12
D/A
$427,615.00
No
$0.00
No
2014-12-03
D/A
$697,642.00
No
$0.00
No
2014-12-03
D/A
$2,058,796.00
No
$0.00
No
2014-12-01
D/A
$143,527.00
No
$0.00
No
2014-12-01
D/A
$902,120.00
No
$0.00
No
2014-11-03
D/A
$439,680.00
No
$0.00
No
2014-04-08
D/A
$40,609.00
No
$0.00
No
2014-03-24
D/A
$1,176,589.00
No
$0.00
No
2014-02-14
D/A
$980,680.00
No
$0.00
No
2014-02-14
D/A
$364,863.00
No
$0.00
No
2014-02-06
D/A
$451,327.00
No
$0.00
No
2013-12-18
D/A
$693,222.00
No
$0.00
No
2013-12-17
D/A
$1,981,504.00
No
$0.00
No
2013-12-16
D/A
$122,744.00
No
$0.00
No
2013-12-16
D/A
$770,430.00
No
$0.00
No
2013-12-13
D/A
$40,252.00
No
$0.00
No
2013-12-12
D/A
$1,166,258.00
No
$0.00
No
2013-11-26
D/A
$432,788.00
No
$0.00
No
2013-09-26
D/A
$407,183.00
No
$0.00
No
2013-03-04
D/A
$331,932.00
No
$0.00
No
2013-02-21
D/A
$980,680.00
No
$0.00
No
2013-02-21
D/A
$328,194.00
No
$0.00
No
2013-02-14
D/A
$454,628.00
No
$0.00
No
2013-01-25
D/A
$1,160,984.00
No
$0.00
No
2012-08-27
D/A
$407,183.00
No
$0.00
No
2012-04-02
D/A
$897,266.00
No
$0.00
No
2012-04-02
D/A
$299,170.00
No
$0.00
No
2012-04-02
D/A
$331,932.00
No
$0.00
No
2012-03-30
D/A
$1,122,102.00
No
$0.00
No
2012-02-21
D/A
$370,171.00
No
$0.00
No
2011-08-29
D/A
$407,183.00
No
$0.00
No
2011-05-03
D
$490,492.00
No
$0.00
No
2011-02-25
D/A
$786,766.00
No
$0.00
No
2011-02-25
D/A
$282,084.00
No
$0.00
No
2011-02-25
D/A
$331,830.00
No
$0.00
No
2011-01-06
D
$17,710.00
No
$0.00
No
2010-12-20
D/A
$830,295.00
No
$0.00
No
2010-12-13
D/A
$694,078.00
No
$0.00
No
2010-11-22
D/A
$370,171.00
No
$0.00
No
2010-07-22
D/A
$320,776.00
No
$0.00
No
2010-03-08
D/A
$348,931.00
No
$0.00
No
2010-02-19
D/A
$248,042.00
No
$0.00
No
2010-02-19
D/A
$672,871.00
No
$0.00
No
2009-12-31
D
$475,590.00
No
$0.00
No
2009-12-21
D
$291,983.00
No
$0.00
No
2009-12-18
D
$668,531.00
No
$0.00
No
2009-12-18
D
$264,752.00
No
$0.00
No
2009-08-28
D
$290,904.00
No
$0.00
No
2009-08-28
D
$653,342.00
No
$0.00
No
2009-07-13
D
$222,886.00
No
$0.00
No