Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
CAPITAL SUISSE LLC
269924
CAPITAL SUISSE LLC
269924
MARTIN GREGORY MOLLNER
1247039
NONE
NONE
CAPITAL SUISSE LLC
269924
NONE
NONE
CAPITAL SUISSE, LLC
269924
NONE
NONE
CAPITAL SUISSE LLC
269924
NONE
NONE
CAPITAL SUISSE LLC
269924
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-10-10
D
$5,000.00
Yes
$0.00
No
THE SALES COMMISSION IS EQUAL TO 5% OF THE FUNDS RECEIVED FROM CERTAIN INVESTORS. IN ADDITION TO THE CASH COMMISSION, THE COMPANY WILL ISSUE THE BROKER STOCK PURCHASE WARRANTS EQUAL TO 1% OF THE CONSIDERATION RECEIVED FROM CERTAIN OF THE INVESTORS.
2018-06-29
D/A
$673,807.00
No
$0.00
No
2018-01-16
D/A
$286,451.00
No
$0.00
No
2017-12-26
D/A
$276,000.00
Yes
$0.00
No
AMOUNT OF SALES COMMISSIONS IS AN ESTIMATE REFLECTING THE MAXIMUM AMOUNT PAYABLE ASSUMING THE TOTAL OFFERING AMOUNT IS SOLD.
2017-11-28
D/A
$600,000.00
Yes
$0.00
No
2017-11-21
D
$600,000.00
Yes
$0.00
No
2017-10-26
D/A
$180,657.00
No
$0.00
No
2017-06-15
D
$130,830.00
No
$0.00
No
2017-04-14
D
$100,000.00
Yes
$0.00
No