Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NMS CAPITAL GROUP, LLC
140356
TREVOR SALIBA
2692057
NMS CAPITAL SECURITIES, LLC
107401
TREVOR SALIBA
2692057
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2018-07-31
D/A
$30,265,000.00
Yes
$0.00
No
2017-07-17
D/A
$30,265,000.00
Yes
$0.00
No
2016-07-14
D/A
$30,265,000.00
Yes
$0.00
No
2015-06-02
D/A
$30,265,000.00
Yes
$0.00
No
2015-04-07
D
$40,000.00
Yes
$0.00
No
SALES COMMISSIONS PAYABLE TO PLACEMENT AGENT, NMS CAPITAL SECURITIES, LLC IS ESTIMATED TO BE BETWEEN EIGHT PERCENT (8%) AND TEN PERCENT (10%, AS PERMITTED BY LAW, OF THE DOLLAR AMOUNTS SOLD BY PLACEMENT AGENT
2014-12-29
D/A
$30,265,000.00
Yes
$0.00
No
2014-12-11
D/A
$30,265,000.00
Yes
$0.00
No