Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

PURSHE KAPLAN STERLING INVESTMENTS
35747
DEWEY DEANE STEFFEN
2688651
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
D/A
$21,250,000.00
Yes
$0.00
No
SELLING COMMISSIONS OF 6%, DEALER MANAGER FEE (DMF) OF 1% AND PLACEMENT AGENT FEE (PAF) OF 1.5%. THESE COMMISSIONS OR FEES MAY BE WAIVED FOR CERTAIN INVESTORS.