Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DAVID A. NOYES + COMPANY
205
LINDA M CONTI
2669858
DAVID A. NOYES + COMPANY
205
LINDA M. CONTI
2669858
DAVID A. NOYES + COMPANY
205
LINDA MARIE CONTI
2669858
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-08-30
D/A
$2,084,625.00
Yes
$0.00
No
2019-05-10
D/A
$2,084,625.00
Yes
$0.00
No
2019-04-03
D/A
$2,084,625.00
Yes
$0.00
No
2019-03-20
D/A
$2,084,625.00
Yes
$0.00
No
2017-05-31
D/A
$24,500.00
Yes
$0.00
No
ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID BY THE FINAL CLOSING OF THE OFFERING.
2017-04-10
D/A
$24,500.00
Yes
$0.00
No
ESTIMATE OF THE TOTAL SALES COMMISSIONS TO BE PAID BY THE FINAL CLOSING OF THE OFFERING.
2016-11-17
D/A
$0.00
No
$0.00
No
ALTHOUGH THE OFFERING WAS CONDUCTED BY A BROKER DEALER (BD), + CERTAIN REGISTERED REPRESENTATIVES OF THE BD DID SELL MEMBERSHIP INTERESTS IN THE OFFERING, NO COMMISSIONS OR FINDER?S FEES WERE PAID TO THAT BD OR ITS REGISTERED REPRESENTATIVES.
2016-06-30
D
$0.00
No
$0.00
No
ALTHOUGH THE OFFERING WAS CONDUCTED BY A BROKER DEALER (BD), + CERTAIN REGISTERED REPRESENTATIVES OF THE BD DID SELL MEMBERSHIP INTERESTS IN THE OFFERING, NO COMMISSIONS OR FINDER?S FEES WERE PAID TO THAT BD OR ITS REGISTERED REPRESENTATIVES.