Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

UBS FINANCIAL SERVICES
8174
ROBERT C. WHITTINGTON
2661019
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2025-12-10
D
$96,029,555.00
No
$0.00
No
2024-12-17
D
$98,449,428.00
No
$0.00
No
2023-12-20
D
$86,385,464.00
No
$0.00
No
2022-12-28
D
$67,543,370.00
No
$0.00
No
2021-12-09
D
$70,197,921.00
No
$0.00
No
2020-12-30
D
$139,838,854.00
No
$0.00
No
2019-12-12
D
$118,173,048.00
No
$0.00
No
2018-12-11
D
$102,911,926.00
No
$0.00
No
2017-12-19
D
$78,942,257.00
No
$0.00
No
2016-12-14
D
$60,326,369.00
No
$0.00
No
2015-12-11
D
$19,229,555.00
No
$0.00
No
2014-12-17
D/A
$13,619,048.00
No
$0.00
No