Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
WILLIAM BARKOW
2660220
ADVANCED EQUITIES INC.
35545
WILLIAM BARKOW
2660220
ADVANCED EQUITIES INC.
32455
WILLIAM BARKOW
2660220
ADVANCED EQUITIES INC.
35545
WILLIAM BARKOW
2660220
ADVANCED EQUITIES INC.
35545
WILLIAM BARKOW
2660220
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-02-24
D/A
$333,648.00
No
$0.00
No
2010-02-02
D/A
$377,534.00
No
$0.00
No
2010-01-21
D/A
$184,332.00
No
$0.00
No
2009-09-02
D/A
$358,898.00
Yes
$0.00
No
2009-08-19
D/A
$1,389,546.00
Yes
$0.00
No
2009-08-10
D/A
$407,587.00
Yes
$0.00
No
2009-07-31
D/A
$124,488.00
Yes
$0.00
No
2009-07-09
D/A
$885,229.00
Yes
$0.00
No
2009-07-08
D
$224,443.00
Yes
$0.00
No
2009-06-12
D/A
$38,486.00
Yes
$0.00
No
2009-05-14
D/A
$255,022.00
Yes
$0.00
No
2009-05-14
D/A
$48,510.00
Yes
$0.00
No