Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

INVESTMENT PLANNERS, INC.
18557
JOHN M. LAVERY
2659827
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2012-03-07
D/A
$2,450,000.00
Yes
$0.00
No
THIS RESPONSE IS BASED ON THE ASSUMPTION THAT THE FULL AMOUNT OF THE POTENTIAL SALES COMMISSIONS WILL BE EARNED AND PAID.
2011-01-06
D/A
$635,499.00
No
$0.00
No
2010-11-19
D/A
$635,499.00
No
$0.00
No
2010-11-02
D/A
$635,499.00
No
$0.00
No
2010-10-04
D/A
$635,499.00
No
$0.00
No
2010-08-27
D/A
$898,625.00
No
$0.00
No
2010-08-26
D/A
$635,499.00
No
$0.00
No
2010-08-06
D/A
$635,499.00
No
$0.00
No
2010-07-15
D/A
$635,499.00
No
$0.00
No
2010-06-24
D/A
$635,499.00
No
$0.00
No
2010-06-01
D/A
$898,625.00
No
$0.00
No
2010-04-27
D/A
$898,625.00
No
$0.00
No
2010-04-14
D/A
$898,625.00
No
$0.00
No
2010-03-17
D/A
$898,625.00
No
$0.00
No
2010-03-03
D/A
$898,625.00
No
$0.00
No
2010-02-19
D/A
$898,625.00
No
$0.00
No