Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

DOMINICK AND DOMINICK, LLC
7344
WALTER R. KEAY
265878
PICKWICK CAPITAL PARTNERS, LLC
136072
WALTER R. KEAY
265878
Companies
Company Name
SO-CLEAR BEVERAGES, LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-08-16
D
$0.00
Yes
$0.00
No
PICKWICK CAPITAL PARTNERS, LLC HAS RECEIVED A MONTHLY CONSULTING FEE OF $10,000 SINCE MAY, 2011 FOR A TOTAL OF $270,000.
2013-05-01
D
$0.00
Yes
$0.00
No
PICKWICK CAPITAL PARTNERS, LLC HAS RECEIVED A MONTHLY CONSULTING FEE OF $10,000 SINCE MAY, 2011 FOR A TOTAL OF $250,000.
2012-11-14
D
$0.00
Yes
$0.00
No
PICKWICK CAPITAL PARTNERS, LLC HAS RECEIVED A MONTHLY CONSULTING FEE OF $10,000 FOR A TOTAL OF $190,000.
2012-03-01
D
$0.00
Yes
$0.00
No
PICKWICK CAPITAL PARTNERS, LLC HAS RECEIVED A MONTHLY CONSULTING FEE OF $10,000 FOR A TOTAL OF $120,000.
2011-02-09
D
$250,000.00
Yes
$0.00
No
FIGURES ARE DEPENDANT UPON AMOUNT OF SECURITIES SOLD.