Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

SAMMONS SECURITIES COMPANY, LLC
115368
DAVID D. HARRIS
2658691
SAMMONS SECURITIES
115368
DAVID HARRIS
2658691
SAMMONS SECURITIES CO., LLC
115368
DAVID D. HARRIS
2658691
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2013-01-11
D/A
$750,000.00
Yes
$0.00
No
NONE OF THE COMMISSIONS WILL BE PAID OUT OF THE PROCEEDS OF THE OFFERING. THE ESTIMATED AMOUNT IS BASED ON ASSUMPTION THAT THE FULL AMOUNT OF THE OFFERING WILL BE SOLD THROUGH BROKERS.
2010-07-13
D/A
$1,883,549.00
No
$0.00
No
2010-01-15
D/A
$145,000.00
Yes
$0.00
No
2010-01-13
D
$145,000.00
Yes
$0.00
No