Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KIMBERLY CORRIGAN SCHWARTZ
2658384
OLD CITY SECURITIES LLC
171910
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-12-28
D/A
$50,000.00
Yes
$0.00
No
2022-12-28
D/A
$50,000.00
Yes
$0.00
No
2022-05-03
D
$0.00
No
$0.00
No
2021-12-28
D/A
$6,250.00
Yes
$0.00
No
2021-12-28
D/A
$6,250.00
Yes
$0.00
No