Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

MARK S. OVERLEY
2652251
BREAN CAPITAL, LLC
23723
16 POINTS LLC
277033
MARK OVERLEY
2652251
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2022-11-07
D/A
$0.00
No
$6,626.00
No
2021-12-28
D/A
$0.00
No
$0.00
No
2021-11-04
D
$0.00
No
$0.00
No
2016-05-12
D/A
$70,000.00
Yes
$0.00
No
SALES COMMISSIONS WERE PAID BY THE KOHINOOR CORE (CAYMAN) MASTER FUND, THE MASTER FUND IN WHICH THE ISSUER INVESTS SUBSTANTIALLY ALL OF ITS ASSETS. NO SALES COMMISSIONS OR FINDERS FEES WERE PAID DIRECTLY BY THE ISSUER.