Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

FORESIDE FUND SERVICES, LLC

46106

BRIAN D. MARVIN

2650492

FORESIDE FUND SERVICES, LLC

46106

THOMAS B. MCAVOY, IV

2650492

FORESIDE FUND SERVICES, LLC

46106

BRIAN D. MARVIN

2650492

Companies

Company Name

MARVIN + PALMER EMERGING MARKETS PARTNERS FUND L P

MARVIN + PALMER NON US EQUITY L P

MARVIN + PALMER GLOBAL PARTNERS FUND LP

MARVIN + PALMER US EQUITY LP

MARVIN + PALMER EMERGING MARKETS EQUITY L P

MARVIN + PALMER GLOBAL EQUITY LP

MPA ASIA FUND LP

MPA ASIA OFFSHORE FUND LTD.

MARVIN + PALMER NON US EQUITY INSTITUTIONAL FUND LP

People

Name

N/A MARVIN + PALMER ASSOCIATES, INC.

DAVID F. MARVIN

KAREN T. BUCKLEY

DAVID L. SCHAEN

N/A MPA GENERAL PARTNER, L.L.C.

N/A N/A MARVIN + PALMER ASSOCIATES, INC.

MADELYN B. SMITH

LORD JOHN MICHAEL EDWARD MOORE

BRIAN D. MARVIN

GREGORY BENNETT

ROISIN ADDLESTONE

-- MPA CAPITAL MANAGEMENT LLC

-- MPA CAPITAL GP LLC

Filings

Filing Date

Filing Type

Sales Commission

Estimate?

Finders' Fee

Estimate?

Commission/Fee Clarification

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

THE PERSONS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.

D/A

$0.00

Yes

$0.00

Yes

THE PERSONS LISTED IN ITEM 12 ABOVE ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes

D/A

$0.00

Yes

$0.00

Yes