Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

ADVANCED EQUITIES INC.
35545
ROBERT MARASSA
2649843
ADVANCED EQUITIES INC.
32455
ROBERT MARASSA
2649843
ADVANCED EQUITIES INC.
35545
ROBERT MARASSA
2649843
ADVANCED EQUITIES INC.
35545
ROBERT MARASSA
2649843
ADVANCED EQUITIES INC.
35545
ROBERT MARASSA
2649843
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-03-01
D/A
$1,029,642.00
No
$0.00
No
2010-02-02
D/A
$377,534.00
No
$0.00
No
2010-01-21
D/A
$184,332.00
No
$0.00
No
2009-09-02
D/A
$358,898.00
Yes
$0.00
No
2009-08-19
D/A
$1,389,546.00
Yes
$0.00
No
2009-08-04
D/A
$902,008.00
Yes
$0.00
No
2009-08-04
D/A
$546,110.00
Yes
$0.00
No
2009-08-03
D/A
$417,405.00
Yes
$0.00
No
2009-07-22
D/A
$800,615.00
Yes
$0.00
No
2009-07-09
D/A
$885,229.00
Yes
$0.00
No
2009-05-12
D/A
$603,598.00
Yes
$0.00
No
2009-04-28
D/A
$248,714.00
Yes
$0.00
No