Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WJB CAPITAL GROUP, INC.
37334
KIRK T. ROSTRON
2645910
NONE
NONE
KIRK T. ROSTRON
2645910
KIRK ROSTRON
2645910
BRITEHORN SECURITIES
36402
BRITEHORN SECURITIES
36402
KIRK THOMAS ROSTRON
2645910
BRITEHORN SECURITIES
36402
KIRK ROSTRON
2645910
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2024-05-30
D/A
$0.00
Yes
$0.00
Yes
2024-01-29
D/A
$120,000.00
No
$0.00
No
RETAINER
2024-01-29
D/A
$120,000.00
No
$0.00
No
RETAINER
2023-06-09
D/A
$0.00
Yes
$0.00
Yes
2022-11-04
D
$0.00
Yes
$0.00
Yes
2022-02-25
D/A
$5,000,000.00
Yes
$0.00
No
THE AMOUNT LISTED AS SALES COMMISSIONS INCLUDES ESTIMATED COMMISSION TO BE PAID TO THE PLACEMENT AGENT OF UP TO 2.0% OF THE DOLLAR VALUE OF SECURITIES SOLD THROUGH THE PLACEMENT AGENT.
2019-12-30
D/A
$0.00
No
$0.00
No
2011-02-15
D/A
$0.00
No
$0.00
No
2011-02-15
D/A
$4,480.00
Yes
$0.00
No