Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

NONE
NONE
WESTERN PACIFIC SECURITIES
26354
WESTERN PACIFIC SECURITIES, INC.
26354
LEONARD ROSS
405128
NONE
NONE
WESTERN PACIFIC SECURITIES LLC
26354
Companies
Company Name
KINEMED INC
HISAW PARTNERS, L.P.
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2014-01-13
D/A
$609,951.00
No
$0.00
No
2013-08-22
D
$122,297.00
No
$0.00
No
2012-12-13
D
$103,985.00
No
$0.00
No
2011-11-10
D/A
$253,495.00
No
$0.00
No
2011-09-02
D
$103,945.00
No
$0.00
No
2010-01-08
D/A
$100,000.00
Yes
$30,000.00
Yes
2009-11-23
D/A
$100,000.00
Yes
$30,000.00
Yes
2009-09-02
D
$100,000.00
Yes
$30,000.00
Yes
2009-08-20
D
$229,750.00
No
$0.00
No