Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

KESTRA INVESTMENT SERVICES LLC
42046
JOHN ROSS
2633125
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2020-10-14
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-09-24
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-09-11
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-08-27
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-08-13
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-07-30
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-07-16
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-07-02
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-06-19
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-06-19
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-06-04
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-05-21
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-05-08
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-04-23
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-04-10
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-03-26
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-03-12
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-02-27
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-02-13
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-01-31
D/A
$5,500,000.00
Yes
$0.00
Yes
2020-01-16
D/A
$5,500,000.00
Yes
$0.00
Yes