Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

M HOLDINGS SECURTIES
43285
ARTHUR GILBERT
2629514
M. HOLDINGS SECURITIES, INC.
43285
ARTHUR GILBERT
2629514
M HOLDINGS SECURITIES
43285
ARTHUR GILBERT
2629514
M HOLDINGS
43285
ARTHUR GILBERT
2629514
M HOLDINGS SECURITIES
43285
ARTHUR GILBERT
2629514
FINANCIAL TELESYS
31012
ARTHUR GILBERT
2629514
M HOLDINGS SECURTIES
6413
ARTHUR GILBERT
2629514
FINANCIAL TELESIS
31012
ARTHUR GILBERT
2629514
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2017-12-19
D
$78,942,257.00
No
$0.00
No
2017-07-06
D/A
$316.00
No
$0.00
No
2017-05-11
D/A
$1,096.00
No
$0.00
No
2017-04-19
D/A
$18,580.00
No
$0.00
No
2016-12-21
D/A
$1,918,955.00
No
$0.00
No
2016-12-14
D
$60,326,369.00
No
$0.00
No
2016-03-29
D/A
$16,256.00
No
$0.00
No
2016-03-23
D/A
$1,086.00
No
$0.00
No
2016-01-08
D/A
$1,905,604.00
No
$0.00
No
2015-12-11
D
$19,229,555.00
No
$0.00
No
2015-09-16
D/A
$160,883.00
No
$0.00
No
2015-04-03
D/A
$1,077.00
No
$0.00
No
2015-04-03
D/A
$11,680.00
No
$0.00
No
2015-01-15
D/A
$159,232.00
Yes
$0.00
No
2015-01-08
D/A
$1,892,015.00
No
$0.00
No
2014-12-17
D/A
$13,619,048.00
No
$0.00
No
2014-10-07
D/A
$736,474.00
No
$0.00
No
2014-09-15
D/A
$159,232.00
No
$0.00
No
2014-04-16
D/A
$1,070.00
No
$0.00
No
2014-04-15
D/A
$5,797.00
No
$0.00
No
2014-01-13
D/A
$1,878,770.00
No
$0.00
No
2013-12-11
D
$8,786,952.00
No
$0.00
No
2013-11-26
D/A
$1,878,770.00
No
$0.00
No
2013-10-23
D/A
$158,000.00
Yes
$0.00
No
2013-10-23
D/A
$730,750.00
No
$0.00
No
2013-09-11
D
$1,070.00
No
$0.00
No
2013-09-03
D
$363,375.00
No
$0.00
No
2012-12-31
D
$6,096,669.00
No
$0.00
No
2012-10-17
D/A
$79,000.00
Yes
$0.00
No
2012-10-17
D
$79,000.00
Yes
$0.00
No
2012-10-17
D
$3,633,750.00
No
$0.00
No
2012-04-02
D/A
$1,568,270.00
No
$0.00
No
2011-10-07
D
$5,102,281.00
No
$0.00
No
2011-01-31
D/A
$1,526,707.00
No
$0.00
No
2010-06-17
D/A
$6,154,344.00
No
$0.00
No
2010-01-28
D
$1,102,871.00
No
$0.00
No