Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

WOODBURY FINANCIAL SERVICES, INC.
421
JOHN R. MICKELSON
2628700
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
JOHN MICKELSON
2628700
CAMBRIDGE INVESTMENT RESEARCH, INC.
39543
JOHN MICKELSON
2628700
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2019-07-31
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-07-18
D/A
$5,500,000.00
Yes
$0.00
Yes
2019-07-09
D/A
$5,500,000.00
Yes
$0.00
Yes
2016-03-08
D
$10,000,000.00
Yes
$0.00
No
DEALER-MANAGER FEE - 2%; SALES COMMISSION - 7%; DUE DILIGENCE FEE - 0.5%; MARKETING FEE - 0.5%.
2009-08-04
D/A
$2,975,000.00
Yes
$0.00
No