Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

BILL LERNER
2625046
UNION GAMING SECURITIES LLC
151592
Companies
Company Name
SIGHTLINE PAYMENTS LLC
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2016-09-26
D
$76,996.00
No
$0.00
No
2016-05-05
D
$73,479.00
Yes
$0.00
No
SALES COMMISSIONS PAID AS FOLLOWS: (I) $45,500 PAID TO UNION GAMING SECURITIES LLC, NOT INCLUDING 11 CLASS C PREFERRED UNITS TO BE ISSUED UPON THE ISSUER-S MANAGER AND MEMBER APPROVAL AND (II) $27,979.18 PAID TO CASCADIA CAPITAL LLC.