Profile

Broker Dealer

Broker CRD #

Recipient Name

Recipient CRD #

JP MORGAN SECURITIES INC.
79
DAVID FRAME
2621986
J.P. MORGAN SECURITIES INC.
79
DAVID FRAME
2621986
Filings
Filing Date
Filing Type
Sales Commission
Estimate?
Finders' Fee
Estimate?
Commission/Fee Clarification
2010-09-14
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE GENERAL PARTNER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2010-09-14
D/A
$0.00
Yes
$0.00
Yes
THE PERSONS LISTED IN ITEM 12 ARE PAID DIRECTLY OR INDIRECTLY COMMISSIONS OR SIMILAR SALES COMPENSATION EQUAL TO A PERCENTAGE OF THE FEE PAID TO THE INVESTMENT MANAGER (OR ITS AFFILIATE) FROM THE ASSETS UNDER MANAGEMENT AND/OR THE INCENTIVE ALLOCATION.
2009-09-18
D/A
$0.00
No
$0.00
No
2009-09-18
D/A
$0.00
No
$0.00
No
2009-03-17
D/A
$0.00
No
$0.00
No
2009-03-17
D/A
$0.00
No
$0.00
No